Innova Learning and the Bates Group present the SEC’s New Marketing Rule in fun and interactive animated format. In our Prometric and NASAA-approved course, we walk you through the new Marketing Rule, pose questions to help you determine whether your advertising and marketing fall under the new rule or not, and provide examples of communications under the new rule. We also share the 7 general advertising prohibitions you must be aware of, and more!
Learners will take a competency quiz to check out how much knowledge they’ve gained and to obtain required (by some states) continuing education credit.
For more information contact:
Bates Group Innova Learning
To enroll in the course go to http://nasaa.moodlecloud.com